Position Overview
LPT Realty is seeking a detail-oriented and service-driven Compliance Broker to join our Brokerage Operations team. This role combines the regulatory expertise of a Broker with the document review and risk mitigation focus for Compliance. The primary function of this role is compliance file review, ensuring all transactions adhere to legal, regulatory, and LPT Realty standards — while also providing meaningful support to the Managing Broker of Record as needed with agent support for the state of Arizona.
The Compliance Broker plays a critical role in maintaining brokerage integrity, protecting agents from compliance risk, and contributing to a seamless transaction experience across our agent base.
Key Responsibilities
Compliance File Review
Conduct thorough pre-closing reviews of real estate transaction documents to ensure accuracy, completeness, and compliance with legal and regulatory requirements
Scrutinize all transaction documentation for adherence to established regulations and LPT Realty standards
Proactively identify compliance risks and work with internal teams to find timely and effective resolutions
Maintain up-to-date knowledge of industry regulations, state real estate laws, and best practices
Share regulatory updates and insights with the team to adapt processes as needed
Participate in training sessions to educate agents and team members on compliance protocols
Collaborate with the Compliance team to uphold brokerage standards and mitigate risk
Brokerage Operations Support
Support the Managing Broker on Record with complex broker-related escalations, including contract interpretation and state-specific regulatory questions
Assist with agent inquiries during periods of high volume or Managing Broker unavailability
Ensure brokerage activities align with state and local real estate laws and regulations
Partner with Agent Support, Compliance, and Transaction Operations to deliver a cohesive agent support experience
Operational Efficiency & Systems Usage
Manage and respond to agent and team inquiries through the company ticketing system with quick turnaround times
Utilize internal platforms including LPT Connect, SkySlope, Dotloop, and other brokerage tools
Maintain accurate documentation and communication within all systems
Contribute to continuous improvement of compliance processes and support workflows
Qualifications
Active Real Estate Broker license in the applicable state or province (required); this opening will support the state of Arizona
Proven experience in real estate compliance, pre-closing, or a closely related role
Strong knowledge of state real estate laws, contracts, transaction processes, and compliance requirements
Bachelor’s degree in Business, Law, Real Estate, or a related field — or equivalent working experience (preferred)
Excellent attention to detail with the ability to work accurately under pressure
Outstanding communication and interpersonal skills to collaborate with diverse stakeholders
Experience with transaction management systems such as SkySlope or Dotloop (preferred)
Proficient in technology and software applications relevant to real estate compliance
Highly organized with the ability to manage multiple tasks and competing priorities
What We’re Looking For
A detail-oriented compliance professional with a broker’s perspective on risk and regulation
A collaborative team player who thrives in a multi-department support model
A proactive problem-solver who can identify and resolve issues before they escalate
Someone who values accuracy, responsiveness, and high-quality service
A servant leader who is passionate about protecting and empowering agent success
About LPT Realty
LPT Realty is one of the fastest-growing cloud-based brokerages in the country, built on agent choice. We provide innovative technology, powerful marketing tools, and a nationwide support network designed to help agents and teams scale their businesses. Come join one of the fastest growing brokerages in the nation!